Seven Elements of an Effective Compliance Program

The Seven Elements

1. Implementing written policies & procedures

All policies can be found in the Policy Library

2. Governance & oversight

Designated Compliance Officer; Brittney Alls, JD

ACERM Steering Committee

Compliance Advisory Committee (in development)

3. Effective training & education


4. Effective lines of communication

Various methods to report via the Hotline

5. Internal auditing & monitoring


6. Enforcement & disciplinary guidelines


7. Prompt response